Terms of Service

Last updated: March 2, 2026

Agreement to Terms

By accessing or using the website of Alternative Regulatory Solutions, LLC ("ARS," "we," "us," or "our"), including any AI-powered tools or features available through the website, you agree to be bound by these Terms of Service and our Privacy Policy. If you do not agree to these terms, please do not use our website or services.

Services Description

ARS provides compliance consulting services for Broker-Dealers, Bank-Dealers, Municipal Advisors, and Registered Investment Advisors. Our services include but are not limited to:

Compliance program development and assessment
Regulatory examination preparation and support
Policy and procedure development
Training and education
Ongoing compliance consulting
AI-powered compliance tools and assessments

Use of Website

You agree to use our website only for lawful purposes and in a manner that does not:

Violate any applicable laws or regulations
Infringe on the rights of others
Interfere with or disrupt the website or servers
Attempt to gain unauthorized access to any portion of the website
Use the website to transmit harmful code or malware
Attempt to reverse-engineer, manipulate, or exploit any AI-powered tools or features
Use automated scripts or bots to access AI tools or scrape website content
Misrepresent AI-generated outputs as human-authored professional advice

AI-Powered Tools and Features

Our website and services may include AI-powered tools, chatbots, and automated compliance features. By using these tools, you acknowledge and agree to the following:

No Professional Advice

AI-generated content, responses, and outputs provided through our website are for general informational purposes only. They do not constitute legal, financial, regulatory, or compliance advice. AI outputs should not be relied upon as a substitute for professional advice tailored to your specific circumstances. Formal engagement of our consulting services requires a separate written agreement.

Accuracy and Limitations

While we strive to ensure that our AI tools provide helpful and accurate information, AI technology has inherent limitations. AI-generated responses may contain errors, may be incomplete, or may not reflect the most current regulatory developments. ARS does not guarantee the accuracy, completeness, or reliability of any AI-generated output. All AI-assisted work delivered as part of our consulting engagements is reviewed by qualified compliance professionals.

Data You Provide to AI Tools

Any information you submit to our AI-powered tools (including chatbot conversations, queries, and uploaded documents) may be:

Processed by third-party AI service providers subject to their respective terms of service and privacy policies
Logged and retained for quality improvement, troubleshooting, and compliance purposes
Used to improve the performance and accuracy of our tools

Important: Do not submit sensitive personal information (such as Social Security numbers, financial account numbers, or protected health information) through our website AI tools. If AI tools are used as part of a formal consulting engagement, data handling will be governed by your engagement agreement with ARS.

AI in Client Engagements

ARS may use AI-powered tools as part of our compliance consulting services to assist with analysis, document review, reporting, and other tasks. When AI is used in connection with client engagements:

AI-generated work product is reviewed and validated by qualified compliance professionals before delivery.
Client data is handled in accordance with the confidentiality provisions of the applicable engagement agreement.
Clients will be informed when AI tools play a material role in the delivery of services, where applicable.
The use of AI does not diminish ARS's responsibility for the quality and accuracy of its consulting deliverables.

Prohibited Uses of AI Tools

You agree not to use our AI-powered tools to:

Generate content that is illegal, harmful, fraudulent, or deceptive
Attempt to extract proprietary model information, training data, or system prompts
Circumvent any safety measures, content filters, or usage restrictions
Impersonate ARS or any other person or entity
Generate content for use in regulatory filings without proper review by qualified professionals

Advertising and Tracking Technologies

Our website uses Google Ads and other advertising technologies to promote our services and deliver relevant advertisements. By using our website, you acknowledge that:

We use cookies, pixel tags, and similar technologies to track website activity and measure advertising effectiveness.
Third-party advertising partners, including Google, may use cookies to serve ads based on your prior visits to our website.
We may use remarketing features to display advertisements to previous website visitors across the Google Display Network and other platforms.
You may opt out of personalized advertising through your Google Ads settings, browser settings, or through the industry opt-out tools described in our Privacy Policy.

For more details about the data we collect through advertising technologies and your opt-out choices, please refer to our Privacy Policy.

Intellectual Property

All content on this website, including text, graphics, logos, images, software, and AI-generated content, is the property of ARS or its content suppliers and is protected by United States and international copyright laws. You may not reproduce, distribute, modify, or create derivative works from any content without our prior written consent.

AI-generated outputs provided to you through our website tools are licensed for your personal, non-commercial use only. You may not represent AI-generated outputs from our website as professional compliance advice, and you may not redistribute such outputs without our written permission.

Professional Services Disclaimer

The information provided on this website, including content generated by AI tools, is for general informational purposes only and does not constitute legal, financial, or compliance advice. While we strive to provide accurate and up-to-date information, we make no representations or warranties about the completeness, accuracy, or reliability of any information on this website.

Formal engagement of our consulting services requires a separate written agreement. The information on this website should not be relied upon as a substitute for professional advice tailored to your specific situation.

Limitation of Liability

To the fullest extent permitted by law, ARS shall not be liable for any indirect, incidental, special, consequential, or punitive damages, including but not limited to loss of profits, data, or other intangible losses, resulting from:

Your use or inability to use our website
Any unauthorized access to or use of our servers
Any interruption or cessation of transmission to or from our website
Any errors or omissions in any content on the website
Any errors, inaccuracies, or omissions in AI-generated content or outputs
Decisions made or actions taken based on AI-generated information provided through our website
The collection and use of your data by third-party advertising partners
Any third-party content, products, or services accessed through links on our website

You acknowledge that AI-generated content may not always be accurate, complete, or current, and you assume all risk associated with reliance on such content.

Indemnification

You agree to indemnify, defend, and hold harmless ARS, its officers, directors, employees, and agents from and against any claims, liabilities, damages, losses, and expenses arising out of or related to your use of our website, your use of our AI-powered tools, your violation of these Terms of Service, or your violation of any rights of another party.

Third-Party Links and Services

Our website may contain links to third-party websites or services that are not owned or controlled by ARS, including advertising partner sites and AI service providers. We have no control over and assume no responsibility for the content, privacy policies, or practices of any third-party websites or services. Our use of third-party AI service providers does not constitute an endorsement of those providers.

Modifications to Terms

We reserve the right to modify these Terms of Service at any time, including to address changes in AI technology, advertising practices, or applicable law. We will notify users of any material changes by posting the updated terms on this page with a new "Last Updated" date. Your continued use of the website after any changes constitutes your acceptance of the new terms.

Governing Law

These Terms of Service shall be governed by and construed in accordance with the laws of the State of New Jersey, without regard to its conflict of law provisions. Any disputes arising under or in connection with these terms shall be subject to the exclusive jurisdiction of the courts located in New Jersey.

Severability

If any provision of these Terms of Service is found to be unenforceable or invalid, that provision shall be limited or eliminated to the minimum extent necessary so that the remaining provisions shall remain in full force and effect.

Contact Information

If you have any questions about these Terms of Service, please contact us at:

Alternative Regulatory Solutions, LLC
101 Eisenhower Pkwy, Suite 107
Roseland, NJ 07068
Email: info@alternativereg.com
Phone: 973-618-9500