Surveillance Officer/Tech Support
Mr. McManus had extensive experience regarding surveillance reviews specific to emails, mark-up’s and best execution. At ARS, Chris is a member of the Surveillance Team and has in-depth knowledge of Cybersecurity and various email archiving platforms used to comply with record retention requirements. Chris is also responsible for monitoring trading and sales activities for our broker dealer clients, including but not limited to suitability, mark-up’s and best execution reviews.
Chris also assists in the registration process as well as provides ongoing support to our municipal advisory clients with regard to contracts, agreements, gifts and entertainment and political contributions.
Chris received a BA in Economics from Rutgers University.